An arbitration blog by Prof. Imre Szalai
On April 24, 2014, FINRA’s board of governors found that Congress, through the Securities Exchange Act, gave registered securities associations such as FINRA the responsibility to regulate the brokerage industry, subject to oversight by the Securities & Exchange Commission. (Click Continue Reading
Yesterday, the district court for the Southern District of New York released its much-anticipated decision following a bench trial in Ross v. American Express, No. 04 Civ. 5723 (Apr. 10, 2014) (click here for a copy of the decision). In Continue Reading
Yesterday, the Tenth Circuit issued a must-read, thoughtful, well-written FAA opinion full of colorful language dealing with the right to a trial in connection with the making of an arbitration agreement. See Howard v. Ferrellgas Partners, No. 13-3061 (10th Cir. Continue Reading
The Federal Courts of Appeals have issued the following FAA opinions in recent days: 1) Aviles v. Russell Stover Candies, No. 12-11227 (5th Cir. Apr. 4, 2014) (click here for a copy of the decision) – As a result of Continue Reading
In Crawford Professional Drugs v. CVS Caremark Corporation, No. 12-60922 (5th Cir. Apr. 4, 2014) (click here for a copy of the decision), the Fifth Circuit issued a very thoughtful, well-written opinion overruling prior precedent regarding non-signatories and the enforcement Continue Reading
In Huffman v. The Hilltop Companies, No. 13-3938 (6th Cir. Mar. 27, 2014) (click here for a copy of the decision), the Sixth Circuit discussed an issue which it described as one of “first impression” among the federal appellate courts: Continue Reading
The Eleventh Circuit recently issued an opinion refusing to enforce arbitration agreements in connection with a Fair Labor Standards Act (FLSA) collective action. The basis for refusing to enforce the agreements was unusual for Federal Arbitration Act (FAA) cases: the Continue Reading
The Eleventh Circuit recently held that an arbitration agreement containing a waiver of an employee’s right to bring a collective action under the Fair Labor Standards Act is fully enforceable under the Federal Arbitration Act (FAA). Walthour v. Chipio Windshield Continue Reading
I’m a Federal Arbitration Act (FAA) procedural junkie, and I found an interesting opinion from a federal district court in Washington discussing the appealability of FAA orders. In Peters v. Amazon Services, No. C13-480, 2013 WL 7872692 (W.D. Wash. Nov. Continue Reading
Courts have reached conflicting results regarding the enforceability of an arbitration clause in a trust document. For example, last year, the Texas Supreme Court held that a beneficiary was bound to an arbitration clause in a trust document (click here Continue Reading