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Category: federal appellate court decisions

Fifth Circuit Issues D.R. Horton Ruling

Posted on12/03/2013

Earlier today, in a 2-to-1 decision giving a victory to employers, the Fifth Circuit reversed the NLRB’s finding that D.R. Horton had violated the National Labor Relations Act by requiring its employees to sign arbitration agreements with class action waivers.  Continue Reading

Categoriesfederal appellate court decisions

Sixth Circuit: Courts Presumptively Decide the Availability of Class Arbitration

Posted on11/07/2013

In Oxford Health Plans LLC v. Sutter (2013), the Supreme Court mentioned in a footnote that it has “not yet decided whether the availability of class arbitration” is presumptively a gateway issue for a court to decide, or presumptively for Continue Reading

Categoriesfederal appellate court decisions

Ninth Circuit Issues Two Decisions Regarding FAA Preemption

Posted on10/31/2013

Earlier this week, the Ninth Circuit issued two rulings addressing FAA preemption.  As explained below, the Ninth Circuit applied Concepcion to strike down a state law in one decision, but in the other decision, the Ninth Circuit issued a sensible Continue Reading

Categoriesfederal appellate court decisions

Third Circuit Finds Delaware’s Arbitration Program Unconstitutional

Posted on10/24/2013

In Delaware Coalition for Open Gov’t v. Strine, No. 12-3859 (3rd Cir. Oct. 23, 2013) (click here for a copy of the opinion), the Third Circuit held, in a 2-1 decision, that Delaware’s government-sponsored, confidential arbitration system for Delaware business Continue Reading

Categoriesfederal appellate court decisions

New Second Circuit Opinion Discussing Waiver of Right to Arbitrate

Posted on09/20/2013

The Second Circuit recently issued a summary order affirming a district court’s denial of a motion to compel arbitration because the defendants had waived their right to arbitrate.  Technology in Partnership, Inc. v. Rudin, No. 12–3699–cv (2d Cir. Sept. 17, Continue Reading

Categoriesfederal appellate court decisions

New 8th Circuit Decision Regarding Jurisdiction and the FAA

Posted on09/06/2013

Pursuant to section 4 of the Federal Arbitration Act, a party may petition a federal court for an order compelling another person to honor an arbitration agreement.  However, federal courts are courts of limited subject matter jurisdiction, and section 4 Continue Reading

Categoriesfederal appellate court decisions

New Ninth Circuit Case Discussing Waiver of Right to Arbitrate and NLRB’s D.R. Horton Ruling

Posted on08/22/2013

In Richards v. Ernst & Young, LLP, No. 11–17530 (9th Cir. Aug. 21, 2013) (click here for a copy of the decision), the district court had denied the defendant’s motion to compel arbitration because the defendant had waived its right Continue Reading

Categoriesfederal appellate court decisions

New Tenth Circuit Opinion Shows Procedural Traps in FAA Litigation

Posted on08/16/2013

When parties seek to enforce an arbitration agreement in federal court, I have noticed that parties use a variety of different procedures, such as a Rule 12b1 motion to dismiss for lack of subject matter jurisdiction, a Rule 12b6 motion Continue Reading

Categoriesfederal appellate court decisions

Second Circuit Applies Supreme Court’s American Express Ruling to Defeat Another Collective Action

Posted on08/15/2013

For the second time in about a week, the Second Circuit relied on the Supreme Court’s American Express ruling to end a collective action for overtime wages through the enforcement of an individual arbitration agreement.  See Raniere v. Citigroup, No. Continue Reading

Categoriesfederal appellate court decisions

New Second Circuit Decision Applying the Supreme Court’s American Express Ruling

Posted on08/12/2013

Last week, the Second Circuit relied on the Supreme Court’s recent American Express case to reverse a district court’s denial of a motion to compel arbitration.  See Sutherland v. Ernst & Young, No. 12–304–cv (2d Cir. Aug. 9, 2013) (Click Continue Reading

Categoriesfederal appellate court decisions

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About Prof. Szalai

Prof. Imre Stephen Szalai is a commercial arbitrator and a leading authority in arbitration law. He maintains this blog about arbitration law developments, and he handles virtual and in-person arbitration hearings.

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